Attachment 3: DAL Guide

EXPRESS ARA Attachment # 4
Data Assertions List (DAL) Guidance
ADEOC Program

[A] Pertinent Rules regarding Non-Commercial Assertions: 1. Assertions only apply to Deliverables under the subject program a. If it’s not a deliverable, it must be removed from the DAL. b. To check if an item is a deliverable, vendor should be able to link it to a SOW paragraph or a CDRL number.
2. Assertions only apply to Technical Data and Software a. Not applicable to Hardware.
3. Assertion must Describe the Technical Data or Software in Detail a. Government must be able to identify the item.
4. Assertions must have Proper Markings for Basis for Assertion and Asserted Rights Category a. For Basis of Assertion, only use:
i. Developed Exclusively at Private Expense
ii. Developed Partially at Private Expense
iii. Developed under SBIR program (List prior SBIR contract number) b. For Asserted Rights Category, only use:
i. Limited Rights
ii. Restricted Rights
iii. Government Purpose Rights
iv. SBIR Rights

[B] Example of Proper DAL:

Tech Data/SW to be
Given w Restrictions
Pilot Monitoring
Software that Gov’t will
use for: (explain how it
will be used under
subject program)
(Descriptor) Tech Data
that Gov’t will use for:
(explain how it will be
used under subject
program)

Basis for Assertion

Asserted Rights Category

Developed under SBIR
program (List prior SBIR
contract number)

SBIR Rights

Developed Exclusively at
Private Expense

Limited Rights

Who
Asserted
XYZ
Company

ABC
Company